Regulation of the capital Market

Overview

explain the term regulation of capital market. State reasons for regulating the capital market. Mention the types of regulation in the capital market. describe the features of each type of regulation. describe the required attributes of capital market operators.

Lesson details

Class: SS3
Subject: Financial Accounting
Theme: Company Accounts And The Regulation Of The Nigerian Capital Market
Duration: 30:12

What you'll learn

Regulation of the Capital Market meaning Reasons for regulation
Types of regulation
(a) statutory regulation
(i) The law ISA No. 45, 1999
(ii) Securities and types of regulation I Exchange Commission (the Apex Regulatory body).
(iii) Objectives of Statutory regulation:
- Protect investors
(iv) Develop the market too's of regulation
RegistrationSurveillance and monitoring Investigations
-Enforcement
- Rule makinq,
(b) Self Regulation Stock exchanges
- A Nigerian stock exchange
- Definition
- Outline
- Abuja Stock and Commodity Exchange.

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