Overview
explain the term regulation of capital market. State reasons for regulating the capital market. Mention the types of regulation in the capital market. describe the features of each type of regulation. describe the required attributes of capital market operators.
What you'll learn
- Regulation of the Capital Market meaning Reasons for regulation
- Types of regulation
- (a) statutory regulation
- (i) The law ISA No. 45, 1999
- (ii) Securities and types of regulation I Exchange Commission (the Apex Regulatory body).
- (iii) Objectives of Statutory regulation:
- - Protect investors
- (iv) Develop the market too's of regulation
- RegistrationSurveillance and monitoring Investigations
- -Enforcement
- - Rule makinq,
- (b) Self Regulation Stock exchanges
- - A Nigerian stock exchange
- - Definition
- - Outline
- - Abuja Stock and Commodity Exchange.